Birds of America by John James Audubon
THE HARLEQUIN DUCK. FULIGULA HISTRIONICA, Linn. [Histrionicus
histrionicus.]
http://employeeweb.myxa.com/rrb/Audubon/VolVI/00674.html
The Harlequin Duck : recent discoveries
http://www.qc.ec.gc.ca/faune/sauvagine/html/information_hd.html
Harlequin Duck Satellite tracking
http://www.qc.ec.gc.ca/faune/sauvagine/html/satellite_hd.html
Activity Budgets of molting Harlequin Ducks
Histrionicus histrionicus at the Gannet Islands, Labrador.
http://www.mun.ca/acwern/abstracts.html#Peter%20Adams
Within-Season Moulting And Wintering Site Philopatry In
Harlequin Ducks.
Gregory J. Robertson * and Fred Cooke, Dept. of Biological Sciences, Simon
Fraser University, Burnaby, B.C., V5A 1S6; and R. I. Goudie, Canadian
Wildlife Service, Delta, B.C., Canada, V4K 3N2.
A small population of moulting and wintering Harlequin ducks were
monitored between July 1994 and May 1995 near White Rock, B.C. In all 72
birds were captured during the wing moult and were banded with
individually identifiable coloured tarsal bands. Males arrived in
mid-June, moulted in August, and were in their alternate plumage by early
October. Females arrived in mid-August and moulted in September. There
were three patterns of habitat use over the winter season; some
individuals spent the entire period (Aug. - May) in the study area, other
birds permanently left the area in the fall, and finally, some birds
appeared to leave the study area in the winter only to reappear in the
spring. Adult birds paired in October and November, while 2 (a second and
a third winter) females did not pair until March, 31% of 29 adult males
never found a mate. Unpaired males were seen at a greater variety of sites
than paired males. Before pairing, males were seen at a greater variety of
sites than females. Within sea son observations of individuals show that
individuals use very specific stretches of shoreline within the available
habitat. Three pairs seen during the 1994-1995 winter period re-paired in
the fall of 1995. One female marked on the breeding grounds in Montana and
one pair marked in Banff have been sighted in the area. 28 of 39 (71.8%)
banded males and 19 of 29 (65.5%) females returned to moult in White Rock
in the fall 1995, demonstrating a high site fidelity to the moulting
grounds
Winter Philopatry In Harlequin Ducks: Implications For
Their Conservation In The Strait Of Georgia,
BC.
ROBERTSON, G.J., F. COOKE, Department of Biological Sciences, Simon Fraser
University, Burnaby BC and R. I.
GOUDIE, and BOYD, W.S.Pacific Wildlife Research Centre, Canadian Wildlife
Service, Delta, BC, Canada
Habitat use and requirements for wintering birds has only recently
received attention compared to breeding habitat use and requirements. For
waterfowl, quality wintering habitat is important for not only surviving
the winter period, but for courtship and pair bond formation as well.
Harlequin Ducks are a small sea duck that nest on mountain streams and
winter on coastal rocky shores. We have been marking a portion of the
Harlequin Duck population in the Strait of Georgia with small tarsal leg
bands annual ly since 1993. One of our main objectives is to estimate the
rate at which individuals utilize the same wintering sites between years.
A focal population at White Rock, BC consisting of about 100 individuals
has been intensively studied to achieve this ob jective. Over half and up
to 3/4 of the individuals marked in one year returned to the site in a
later year. If both members of a pair return to the same wintering grounds
they will re-unite. Limited data for younger age classes suggest that they
have low er return rates. This tendency for individuals to return to the
same site year after year has significant conservation implications for
these birds. One, is that local populations may be genetically isolated
reducing the effective population size. Second ly, major local habitat
degredation may result in the loss of local populations with no subsequent
recolonization even if the habitat is restored. Thirdly, chronic
disturbances and minor habitat degredation may cause birds to lose body
condition which may result in poor productivity in the following breeding
effort. Harlequin Ducks are currently listed as endangered on the east
coast of North America, as such, they are known to be a very sensitive
species. Threats to this species and its' habitat should be considered
very real conservation concerns.
The timing of pair formation in Harlequin Ducks
Robertson,
Gregory J
greg.robertson@ec.gc.ca.;
Cooke, Fred;Goudie, R. Ian;Boyd, W. Sean Gregory J. Robertson, Canadian
Wildlife Service, 6 Bruce Street, Mount Pearl NF A1N 4T3, Canada
The timing of pair formation varies within and among species of ducks. In
this study we documented the chronology of pair formation in a population
of wintering Harlequin Ducks (Histrionicus histrionicus) in southwestern
British Columbia. Harlequin Ducks began forming pair bonds in October and
over half of the females were paired by December. This timing is much
earlier than other ducks of similar size. A segment of this population was
individually marked, and we documented the reunion of mates in subsequent
years. In all cases where both members of the pair returned to their
wintering grounds they reunited in the fall. New pair bonds, involving
young males and females, were formed in the spring. We suggest that pair
reunion in this species reduces the costs of courtship and pair bond
maintenance and allows males to pair early in the nonbreeding season,
compared to other species.
Modeling The Population Demography Of Harlequin Ducks
ROBERTSON, GREGORY J. Department of Biological Sciences, Simon Fraser
University, Burnaby, BC, Canada V5A 1S6.
Population demography models are valuable tools in detecting population
trends and identifying crucial components in the life history of a
species. They are also useful in determining critical research needs to
estimate needed parameters. A matrix-based p opulation model was expanded
for Harlequin Ducks (Histrionicus histrionicus) originally developed by
Goudie et al. (1994, Trans. North Am. Wildl. Nat. Resour. Conf. 59:27-
49.). A population growth rate of 16% (lambda=1.16) and a stable age
distribution of 32.5% juveniles per year was calculated using parameters
extracted from the literature. Both of these two values are much higher
than seen in the Pacific Northwest populations (lambda ~= 1.00 and the
proportion of juveniles ~= 10-15%). The population growth rate was most
sensitive to survival of older age classes, however adult survival
probably varies little on an annual basis. Juvenile survival
(post-fledging to the following spring) and adult breeding propensity ha d
a lesser effect on the population growth rate than adult survival,
however, these two parameters are both, hard to estimate accurately, and,
vary considerably between years. Lowering adult survival rates did not
lower the proportion of juveniles in the projected population, unlike
lowering juvenile survival and breeding propensity. Thus, the estimates of
breeding propensity (0.6) and/or juvenile survival (0.5) must be higher
than the actual field value. I decomposed the projection matrix into two
matri ces, a breeding ground matrix and a non-breeding matrix to examine
the effects of these periods separately. A substantial proportion of the
sensitivity in the population growth rate occurs during the non-breeding
period. Simulations using two different b reeding sites varying in quality
revealed that movements of adults between sites had a greater impact on
the population growth rate than juvenile movements. Better estimates for
adult survival (breeding and non-breeding), juvenile survival and breeding
pr opensity are currently being gathered and will be incorporated into
future modeling efforts.
Timing Of Pairing And Molt Chronology Of Harlequin
Ducks.
ROBERTSON, GREGORY J., GOWANS, BILLIE and COOKE, FRED.
Department of Biological Sciences, Simon Fraser University, Burnaby, BC,
Canada V5A 1S6.
Winter pair formation is one of the more unique aspects of waterfowl
biology. Besides the dabbling ducks, relatively little is known about the
chronology of pair formation and factors, such as molt chronology, which
cause the between individual variation in the timing of pair formation. A
small (60 - 100 birds) molting and wintering population of Harlequin ducks
(Histrionicus histrionicus) was studied from June to November 1995 to
assess the molting and pairing chronology of this population. Males
returned from the breeding grounds in June and July, and immediately began
the pre-basic molt. Most males were in the basic plumage and flightless by
late July through August. The pre- alternate molt began in September and
most males were back in full alternate plumage by the beginning of
October. Courtship and pairing began immediately after the finish of the
pre-alternate molt. At the time some males were in alternate plumage and
others were still molting, males in alternate plumage exhibited courtship
behavio r more frequently. Through August and September, the sexes tended
to segregate into same sex groupings and males were clumped into large
groups, possibly interacting and establishing a dominance hierarchy. In
October, mixed sex groups were more prevalent and all the ducks were much
more dispersed. Pair formation peaked at two different periods during the
non-breeding season. Adult females re-established previous pair bonds with
males in the fall and young females, presumably pairing for the first
time, p aired in the spring. As males are molting immediately after
arrival on the molting grounds and begin to court females immediately
after they have finished their molt, it is very likely that there is
strong sexual selection for early pairing in Harlequin Ducks, and probably
most other sea ducks.
Molt Speed Predicts Pairing Success in Male Harlequin
Ducks.
GREGORY J. ROBERTSON, ACWERN, Univ. of New Brunswick,
Fredericton, NB. The bright plumage of male ducks in sexually dichromatic
species is thought to have evolved through intense sexual selection. This
study examined the relationship between the timing and speed of moult into
this bright plumage and subsequent mating success of male Harlequin Ducks
(Histrionicus histrionicus). Males which molted relatively slowly had a
lower chance of establishing a pair bond than others. The timing of molt
was unrelated to whether a male obtained a mate. Molt speed and timing
were not correlated within individual males. Both molt speed and molt
timing were significantly repeatable in individual males over two years.
Molt speed probably reflects the condition of males, whereas timing of
molt is more likely related to the distance to an individual's breeding
area, which determines the timing of arrival to the molting grounds. In
waterfowl species that have been studied, males usually form dominance
hierarchies before pairing and females tend to chose dominant males. We
suggest that male Harlequin Ducks which molted slowly are poor quality
individuals and, as such, were relegated to subordinate status and unable
to attract a mate the following fall.
Moult Chronology And The Timing Of Pairing In Harlequin
Ducks.
*Gregory J. Robertson, F. Cooke, R. I. Goudie and W.S. Boyd. Department
of Biological Sciences, Simon Fraser University, Burnaby, B.C., V5A 1S6,
CANADA & Pacific Wildlife Research Centre, Canadian Wildlife Service,
5421 Robertson Rd., Delta, B.C. V4K 3N2, CANADA.
Unlike most other birds, waterfowl pair on their wintering grounds, not
the breeding grounds. Across waterfowl species, larger dabbling ducks pair
the earliest (starting in November), smaller dabblers and diving ducks
pair closer to the spring. Very little is known about the pairing
chronology of sea ducks. A small (60 -100 birds) moulting and wintering
population of Harlequin ducks was studied from June to November 1995 to
assess the moulting and pairing chronology of this population. Males
returned from the breeding grounds in June and July, and immediately began
the pre-basic moult. Most males were in the basic plumage and flightless
by late July through August. The pre- alternate moult began in September
and most males were back in full atternate plumage by October 1. Courtship
and pairing began immediately after the finish of the pre- alternate moult.
Through August and September the sexes tended to segregate into same sex
groupings. Additionally through this period males clumped into
progressively larger and larger groupings, possibly interacting to
determine a dominance hierarchy. In October mixed sex groups were more
prevelent and all the ducks were much more dispersed. As males are
moulting immediately after arrival on the moulting grounds and begin to
pair immediately after they have finished their moult, it is very likely
that there is strong sexual selection for early pairing in Harlequin, and
probably other, sea ducks.
Molt and the basic plumage of male Harlequin Ducks
Cooke, Fred; Robertson, Gregory J.;Goudie, R. Ian; Boyd, W.
Sean Using observations on 28 individually marked male Harlequin Ducks
from mid-June until late November, we describe plumage changes which occur
as individuals proceed from the alternate plumage through basic to the
return of the new alternate plumage. We also describe the timing of these
events, at the individual and population level. Conspicuous white tertial
feathers which become visible early in the period of the basic plumage
present a challenge to existing theories to explain the function of the
drab basic plumage. We hypothesize that these feathers act as a badge of
quality and are used as a sexual signal to other birds. Intra-sexual
competition among males to assess the quality of rival males prior to
subsequent pair formation is proposed function of this feather badge.
Sex-biased winter philopatry in Harlequin Ducks: are
waterfowl really an exception to the rule?
GREGORY J. ROBERTSON, Dept. of Biol. Sci., Simon Fraser Univ., Burnaby,
BC.
Many birds species exhibit a resource based mating system where males
defend breeding territories. This mating system is thought to have lead to
male-biased philopatry as male birds are better able to defend familiar
territories. In contrast, female waterfowl are more likely than males to
return to their breeding grounds. Waterfowl are the exception because
males cannot economically defend breeding territories and a mate-defense
system has evolved. However, waterfowl pair in the winter. If male
waterfowl can defend winter territories a resource defense mating system
may evolve and, consequently, male-biased philopatry to the wintering
grounds. Since August 1994 I have studied a small population of wintering
Harlequin Ducks (Histrionicus histrionicus) in coastal southwestern
British Columbia. Locally, a total of 122 individuals have been caught
during the wing molt and marked with individually identifiable tarsal leg
bands. Weekly surveys were conducted to assess population size, sex ratio,
age structure and as many bands as possible were read. The local
population size and sex ratio fluctuated considerably over the two winter
seasons. An influx of young males and unpaired males occurred in April of
each year, before departure to the breeding grounds. Males moved around
the study site more than females. Unpaired males moved around the study
site more than paired males. Return rates from one season to the next were
high (males: 72%, females: 66%) and did not differ between the sexes.
Pairing occurred early in the winter (November) and pair re- formation
occurred in 4 pairs where both members returned to the study area.
Harlequin Ducks appear to have a mate-defense mating system and male-
biased winter philopatry would not be expected.
Movements and temporary emigration of moulting and
wintering Harlequin Ducks.
Gregory J ROBERTSON, Fred COOKE CWS/ NSERC Wildlife Ecology Research
Chair, Department of Biological Sciences, Simon Fraser University,
Burnaby, BC V5A 1S6, Canada R Ian GOUDIE and W Sean BOYD Pacific Wildlife
Research Centre, 5421 Robertson Rd., Delta, BC V4K 3Y3, Canada
Over 2500 Harlequin Ducks (Histrionicus histrionicus) have been marked
with individually identifiable tarsal leg bands in the Pacific Northwest
of North America. Two of these populations have been intensively studied
near Vancouver, British Columbia over three winters (1994-1996). Intensive
marking and surveys were done at these two sites (White Rock and Point
Roberts, WA) to assess movement patterns and emigration of Harlequin
Ducks. Because the population size and the number of birds assessed for
bands was known on all surveys, independent estimates of p* could be
obtained, allowing temporary emigration to be estimated. Some proportion
of the marked population of both sexes temporally emigrated from the White
Rock study site in the mid-winter and in the spring. Independent
assessments of p* also provided the ability for us to estimate the
probability that an individual bird was not present at the study sites for
a given period of time. Some birds were not sighted for long periods of
time (i.e. months) while other birds were sighted as often as expected
based on our estimates of p*. The estimated number of banded and unbanded
birds also varied significantly over the year at White Rock. Some unmarked
birds moved into the White Rock study area after the moult while some
marked birds departed. Only one male changed moulting grounds (1 of 50, WR
to PR), no females exchanged moulting sites (0 of 71). After the wing
moult some WR females (9 of 47 (19.1%) in 1995) were sighted at PR ,
however a reciprocal movement of PR females to WR was not detected (0 of
24 birds). Similar movements of males were not seen. On the scale of
months our p value approaches 1.0, therefore individual which stay longer
than a month after moving should be detected. Smaller intensive studies
(either through intense re-sightings effort or radio tracking a small
portion of the population) can provide valuable insights when designing
and analyzing a large scale CMR data set to eliminate potential sources of
bias due to temporary emigration. For example, we found low levels of
exchange during the moult, yet afterwards significant numbers of females
moved to other sites. Therefore, a re- sighting effort done after the
moult would result in fewer local females being resighted, thereby
underestimating female survival as compared to the males.
Movements And Survival Of Molting And Wintering
Harlequin Ducks
ROBERTSON, GREGORY J. Department of Biological Sciences, Simon
Fraser University, Burnaby, British Columbia, Canada V5A 1S6 COOKE, FRED.
Department of Biological Sciences, Simon Fraser University, Burnaby,
British Columbia, Canada V5A 1S6 GOUDIE, R. IAN. Pacific Wildlife Research
Centre, Canadian Wildlife Service, 5421 Robertson Rd., Delta, British
Columbia, Canada V4K 3Y3 BOYD, W. SEAN. Pacific Wildlife Research Centre,
Canadian Wildlife Service, 5421 Robertson Rd., Delta, British Columbia,
Canada V4K 3Y3
Movement or emigration can significantly effect estimates of survival
obtained from capture-mark-recapture (CMR) studies. We estimate both
movement and survival of a molting and wintering population of Harlequin
Ducks (Histrionicus histrionicus) in coastal southwestern British
Columbia. Over 150 individuals from two populations 15 km apart were
marked with individually identifiable colored tarsal bands. Surveys were
conducted at both sites throughout the entire non-breeding period. At the
main study site of White Rock, complete population counts were taken and
the number of unmarked birds in the population was also assessed.
Significant movements of individuals were detected all throughout the
non-breeding period. A number of males and females departed from the study
area after the molt in the fall, only to be replaced by an influx of birds
from other molting sites. The timing of this movement differed between the
sexes as the females molt approximately six weeks later than the males. An
additional influx of birds, mostly unpaired males, occurred in the spring
before departure for the breeding grounds. Exchanges between the two sites
appeared to biased in one direction. More birds moved from the inland site
to the more coastal site than vice versa. Furthermore, more females (9 of
47) than males (1 of 50) made this move. Young (second and third year)
females were more likely to move out of the study sites or exchange study
sites than adult females. Annual return rates were similar in the first
year of the study (65% of females and 74% males) however fewer females,
(54% of females and 80% of males) returned in the second season. We
documented only one mortality (a male) during the non-breeding period. The
lower apparent survival of females may be due to a truly lower survival
rate or a function of the greater propensity of females to move between
areas of suitable habitat.
Harlequin Duck Participant in LIA study:
"When I used to go hunting, different species of birds were getting
scarcer, like the harlequin ducks, they were declining fast. I used to see
them in all the bays in the 1970s to the 1980s." (Williamson 1997:36)
The harlequin duck is a relatively uncommon seaduck considered unique
among North American waterfowl because of its discontinuous distribution
and its habit of breeding along swiftly flowing streams (Bellrose 1976;
Todd 1963; Dzinbal 1982; Williamson 1997: 36). COSEWIC has designated the
eastern North American population as endangered. The breeding distribution
(Figure 18.1) of this population includes southern Baffin Island, Ungava
Bay, northern Labrador, the Gaspé Peninsula, Hudson Bay, James Bay, and
western Newfoundland (Montevecchi et al. 1995). Goudie (1989) estimated
the former (during first European contact) size of this population at
5,000-10,000. Vickery (1988) examined the winter distribution of this
population during the 1980s and estimated less than 1,000 known
individuals within coastal Newfoundland, the Maritimes, and New England
(Figure 18.1). Goudie (1989) suggests hunting as the dominant factor
for the decline.
Species of Special Conservation Status
The species of special conservation status selected for
consideration in this assessment are harlequin duck, peregrine falcon,
polar bear, and beluga whale. These species were chosen because they have
low abundance and are protected under the Committee on the Status of
Endangered Wildlife in Canada (COSEWIC) and Canada's international
commitments (e.g., International Agreement for the Conservation of Polar
Bears) for their protection, and all of these species occur regularly in
or near the VBNC Claim Block. Other species of special status, such as the
wolverine and Atlantic walrus, are infrequently reported to occur in the
Landscape Region (Brice-Bennett 1977:129; Williamson 1997:31 and Map 4).
Neither of these species nor the Eskimo curlew (an endangered shorebird)
are likely to occur in the Landscape Region. 18.1 Existing Environment
Species that are low in abundance require special consideration for their
protection and to maintain biodiversity. COSEWIC has established a
classification system to designate the vulnerability of endangered species
(COSEWIC 1996):
* extinct - no longer exists;
* extirpated - no longer existing in the wild in Canada or a region of
Canada, but occurring elsewhere;
* endangered - facing imminent extirpation or extinction;
* threatened - likely to become endangered if limiting factors are not
reversed; and
* vulnerable - of special concern because of characteristics that make it
particularly sensitive to human activities or natural events.
Figure 18.1 Distribution of Harlequin Ducks in Eastern North America
Recent surveys by the Canadian Wildlife Service within the breeding area
of the eastern North American population (Montevecchi et al. 1995), the
Department of National Defence (LFA 1992; JWEL 1992; JWEL 1994; JWEL 1995;
JWEL 1996; JWEL 1997a), Hydro-Quebec (Morneau and Decarie 1993), and VBNC
(JWEL 1997b) suggest that the current population is likely larger than
that suggested by Vickery (1988). This is consistent with increasing
trends in numbers at traditional wintering sites since the late 1980s and
early 1990s.
Canadian Wildlife Service Hinterland Who's Who
Harlequin
http://www.cws-scf.ec.gc.ca/hww-fap/harlduck/harlequin.html
ADFG Wildlife Notebook Series - Harlequin
http://www.state.ak.us/local/akpages/FISH.GAME/notebook/bird/harlequn.htm
Anderson, M.G., R.D. Sayler and A.D. Afton. 1980. A decoy trap for
diving ducks. J. Wildl. Manage. 44:217-219
Harlequin Duck Recovery From The Exxon Valdez Oil Spill: A Population
Genetics Perspective
RICHARD LANCTOT,1 BUDDY GOATCHER,2,4 KIM SCRIBNER,1,5 SANDY TALBOT,1
BARBARA PIERSON,1 DAN ESLER1 AND DENNY ZWIEFELHOFER3 1Alaska Biological
Science Center, USGS-BRD, 1011 East Tudor Road, Anchorage, Alaska 99503,
USA, E-mail: richard_lanctot@usgs.gov; 2Katmai National Park and Preserve,
Kodiak Coastal Unit Office, 202 Center Avenue, #201, Kodiak, Alaska 99615,
USA; 3Kodiak National Wildlife Refuge, 1390 Buskin River Road, Kodiak,
Alaska, 99615, USA 4 Present address: USFWS, Ecological Services, 825
Kaliste Saloom Rd, Building 2, Suite 102, Lafayette, LA 70508 5 Present
address: Department of Fisheries and Wildlife, Michigan State University,
13 Natural Resources Building, East Lansing, MI 48824-1222 Corresponding
author: Richard Lanctot U.S. Geological Survey Alaska Biological Science
Center 1011 East Tudor Road Anchorage, Alaska 99503 Phone: 907-786-3609
Fax: 907-786-3636 E:mail: richard_lanctot@usgs.gov On 24 March 1989, the
T/V Exxon Valdez ran aground on Bligh Reef in Prince William Sound,
Alaska, spilling approximately 41 million liters of crude oil (Piatt and
Lensink 1989, Piatt et al. 1990). Subsequent wind and ocean currents
spread the oil southwest through Prince William Sound (PWS), along the
Kenai and Alaska Peninsulas, and along the Kodiak Archipelago. Much of the
oil was deposited in nearshore intertidal and subtidal habitats (ADEC
1992, Neff et al. 1995), which are of importance to a large number of
vertebrates including molting and wintering waterfowl. Indeed, the
nearshore environment of Prince William Sound received about 40% of the
oil spilled (Galt et al. 1991). The effect of this oil spill to resident
fish and wildlife has been dramatic (Piatt et al. 1990, ECI 1991) and the
subject of extensive investigations. Harlequin Ducks (Histrionicus
histrionicus) are year-round inhabitants of nearshore environments within
the oil spill zone (Isleib and Kessel 1973, Agler et al. 1994). Two
hundred and twelve Harlequin Ducks were recovered from beaches after the
oil spill (J. Piatt pers. comm.). The actual number of Harlequin Ducks
that died from oiling is suspected to be much higher because the recovery
of waterbirds was probably very low due to birds being scavenged, sinking
or not being found along shorelines (Ford et al. 1987, ECI 1991). Adjusted
estimates which correct for these recovery problems range from 1,298 to
2,650 Harlequin Ducks killed from oiling (ECI 1991, Piatt and Ford 1996,
J. Piatt pers. comm.). Postspill studies suggest continuing constraints to
recovery from the spill, based on differences in winter survival between
oiled and unoiled areas (D. Esler unpubl. data), declines in numbers of
molting birds within the spill zone (D. Rosenberg unpubl. data), and
detectable levels of hydrocarbons in Harlequin Ducks and their prey from
1989 to 1993 (Patten 1995). To understand the process of post-spill
recovery of Harlequin Ducks, and to identify impediments to recovery, it
is critical to determine whether aggregations of individuals within local
areas of the marine environment are discrete and demographically
independent, i.e. whether the population is structured within the oil
spill region. For example, if birds located in oiled and unoiled areas
belong to demographically distinct population segments (i.e. management
units; Moritz 1994), then certain segments of the population may have been
(and continue to be) impacted disproportionately by oil. Alternatively,
lack of spatial structure would imply that oil effects are distributed
throughout a larger, panmictic population. Unfortunately, for Harlequin
Ducks, very little is known about the level of movements (or gene flow)
that occur among areas of the marine environment. In the absence of direct
observational data, population discreteness can also be inferred using
genetic markers (Slatkin 1985, 1995, Slatkin and Barton 1989). In this
study we used three classes of molecular genetic markers which differ in
their mode of inheritance (bi-parental, maternal and sex-linked) to
determine whether there was population structuring among winter
aggregations in coastal marine habitats of PWS and APKA. Information on
population structure was then used to assess the potential constraints of
the Exxon Valdez oil spill on the recovery of Harlequin Ducks.
Methods. –We compared genetic characteristics of four aggregations of
molting birds (referred to as populations) captured within each of two
regions (PWS and APKA, Fig. 1). Because band resightings and radio
telemetry data indicate Harlequin Ducks almost always winter at or near
their molting sites (Robertson 1997, D. Esler unpubl. data), we considered
these molting aggregates to represent discrete winter populations.
Sampling sites within PWS region included Bay of Isles, the Green Island
area, the Foul Bay area and Montague Island, whereas sampling sites within
APKA region included Uganik and Uyak bays and Afognak Island of the Kodiak
Archipelago, and southern portions of the Alaska Peninsula. Molting
Harlequin Ducks were captured at each of the eight sampling sites during
July to Sept of 1995, 1996 and 1997 by herding the flightless birds into
pens (after Clarkson and Goudie 1994). The sex of each duck was determined
by plumage characteristics and aged by bursal probing (Mather and Esler in
press). Blood was extracted from the jugular or tarsal vein and preserved
with lysis buffer (Longmire et al. 1988). DNA was extracted using Puregene
DNA extraction kits (Gentra Systems, Inc., Minneapolis, MN) and standard
proteinase-K, phenol-chlorophorm methods (Sambrook et al. 1991).
Thirty-three microsatellite loci (Fields and Scribner 1997, Cathy et al.
1998, Buchholtz et al. 1998; Scribner, unpubl. data) were examined for
variation by screening two individuals each from four populations on the
west coast of North America. Of these, four bi-parentally inherited loci
(Sfi?4, Hhi?2, Hhi?5, and Bca?10) and two sex- linked loci (Sfi?1, Bca?4)
were variable. The sex-linked (Z-specific) loci provide an estimate of
male-mediated gene flow from the preceding generation if sampling is
conducting using females. Microsatellite loci were assayed using the
polymerase chain reaction, employing end-labeled (32P-?ATP) primers.
Specific conditions for each locus are available from R. Lanctot. Products
were visualized on 6% denaturing polyacrylamide sequencing gel after
autoradiography. A M13 sequencing reaction (Amersham Life Sciences
Sequenase Kit, Arlington Heights, IL) and individual standards of known
genotypes were run adjacent to the samples to provide an absolute-size
marker for determining the size of microsatellite alleles. Mitochondrial
DNA (mtDNA) specific primers were designed so that mtDNA sequences, and
not nuclear DNA sequences originating from transposed mtDNA (numt,
Sorenson and Fleischer 1996), would be amplified. This was verified by
sequencing mitochondrial rich heart and mitochondrial poor blood DNA
extracts from the same individual as described in Sorenson and Quinn
(1998). Using the mtDNA specific primers, we amplified a ?385 base-pair
fragment of the 5' end of the control region which is comparable to the
hypervariable region 1 of the mammalian mtDNA control region (Vigilant
1990, Wakely 1993). Mitochondrial DNA specific primers included HADUM1L
(L16744, ref. Chicken, Desjardins and Morais 1990): 5' TGC CCG AGA CCT ACG
GCT C 3'; HADUM2L (L12, ref. Chicken, Desjardins and Morais 1990): 5' TCT
AAA ATG ACT CAA CAG TGC C 3'; and HADUMITH (H737, ref. Chicken, Desjardins
and Morais 1990): 5' TGA GTA ATG GTG TAG ATA TCG 3'. Nuclear specific
primers included HADUN1L (L16744, ref. Chicken, Desjardins and Morais
1990): 5' TAC CCG AGA CCT ACA GCT T 3' and HADUNUCH (H737, ref. Chicken,
Desjardins and Morais 1990): 5' TGA GTT ATG GTG TAG ATA CTA 3'. MtDNA
sequences (Genbank accession numbers AF101372-81) were obtained by
matching either the HADUM1L and HADUM2L primers with the HADUMITH primer.
Mitochondrial DNA was PCR-amplified, purified and sequenced using
Sequitherm's EXCEL DNA Sequencing Kits (Epicentre Technologies, Madison,
WI) and 1.5 mM of HADUMITH primer (contact S. Talbot for specific
information). Sequences were visualized using autoradiography, manually
scored and aligned. Genetic analyses were restricted to birds ?1 year of
age. Data from males and females were used for the bi-parentally inherited
loci, but were restricted to females for the maternally inherited mtDNA
and sex-linked microsatellite loci. For each population, all bi-parentally
inherited loci were tested for linkage (all two-locus comparisons) and
Hardy-Weinberg disequilibrium using the Fisher's Exact Test in the
Genetics Data Analysis (GDA) program (Lewis and Zaykin 1998). P-values
were adjusted for the number of statistical tests. Mean number of alleles
per locus were calculated using BIOSYS (Swofford and Selander 1989). We
estimated observed (Ho) and expected (He) heterozygosity under
Hardy-Weinberg assumptions for each locus (BIOSYS) and for each population
and locus (GDA). These estimates of Ho and He were used to generate
inbreeding coefficients (F = 1-[Ho/He]) combined across loci for each
population (Wright 1951) and tested for significance as described in Li
and Horivitz (1953). Statistical analyses of spatial heterogeneity in gene
frequency between and within regions for each locus were assessed using
hierarchical F-statistics (Weir 1996) in the GDA program at three levels:
(1) among individuals within populations, (2) among populations within
regions, and (3) between regions. We also calculated RST, an analogue of
FST (Michalakis and Excoffier 1996) using the Analysis of Molecular
Variance (AMOVA) program (Excoffier et al. 1992). Significance of FST
values was based on 95% confidence intervals determined by bootstrapping
across loci. Confidence intervals that overlap zero were considered
non-significant. We used allele frequencies to calculate Cavalli-Sforza
and Edwards (1967) chord distances among the populations and constructed
boot-strapped population trees using subroutines within the PHYLIP program
(Version 3.572c, Felsenstein 1993). This distance metric has been
described as producing robust tree topologies for groups separated
evolutionarily over time periods comparable to these populations (Takezaki
and Nei 1996). We used birds sampled at Shemya, on the outer Aleutian
Islands of Alaska, as an outgroup in this analysis. For the Sfi?1 and
Bca?4 sex-linked loci, we calculated allele frequencies and a measure of
genetic diversity (D, equation 8.3, Nei 1987). Estimates of variance among
individuals within populations (?SC), among populations within regions
(?CT), and between regions (?ST) were derived using the AMOVA program.
Mitochondrial DNA sequence haplotypes were assigned based on at least a
single base-pair substitution or insertion/deletion across the 163
base-pair segment. Pairwise haplotype distances were calculated by the
MEGA program (Kumar et al. 1991) and used to estimate haplotype (h) and
nucleotide diversity (?) indices for nonselfing populations (equations 8.1
and 10.4, respectively of Nei 1987) using the REAP program (McElroy et al.
1991). We tested heterogeneity of genotype distribution among samples
using Monte- Carlo resampling and the chi-square test of Roff and Bentzen
(1989). This approach is suitable for genetic data matrices in which many
or most elements are very small (<5) or zero. Estimates of regional,
population and individual variance (F-statistics) in haplotype frequency
were assessed using the AMOVA program as discussed by Excoffier et al.
(1992). We considered haplotype frequencies alone and by weighting the
number of base-pair substitutions among haplotypes. Evolutionary
relationships among haplotypes were estimated using distances generated
under the Tamura-Nei model of sequence evolution (Tamura-Nei 1992). The
neighbor-joining method of Saitou and Nei (1987) was used to generate the
evolutionary tree. We next determined relationships among populations by
constructing neighbor-joining phylogeographic trees using coancestry
coefficient distances (Reynolds et al. 1983) generated using the AMOVA and
PHYLIP programs. Harlequin ducks (n=16) sampled in Shemya, Alaska, were
used as an outgroup for this tree.
Results. – Each population of Harlequin Ducks had three to eight
alleles at each bi- parentally inherited locus (Table 1). Mean number of
alleles per locus, and observed and expected heterozygosities were
moderately high and concordant across all populations (Table 2). The
bi-parental loci did not deviate significantly from Hardy-Weinberg
equilibrium (i.e. there was no heterozygote deficit) and no evidence of
linkage was observed in any population. This lack of heterozygote
deficiency corresponds with the low and non-significant values of f
(alleles within individuals variation) present for each locus and across
all loci (Table 1). Inbreeding coefficients (F) were low when averaged
across loci (Table 2) but were more variable when analyzed for each
population and locus combination (range: –0.266 to 0.262; mean = 0.008;
data not shown). These values were not significant in all cases except for
the Katmai population for one locus (Sfi?4, P < 0.05). Estimates of
spatial variation for the four bi-parental microsatellite loci were low
(Table 1). No locus showed a significant difference in allele frequencies
among populations within regions or between regions (all P>0.05). When
averaged across all loci, allele frequencies also did not differ
significantly among populations within regions or between regions (Table
1). Estimates of RST did not differ appreciably from FST spatial variation
values, and also showed no significant difference in allele frequencies
among populations within regions or between regions (data not shown). The
lack of spatial variation among populations was further evident based on
the low levels of bootstrap support for most nodes of the consensus
neighbor-joining tree using the bi-parental loci (Fig. 2). Only three
nodes within the microsatellite tree received >50% bootstrap support.
The fact that clusters were composed of populations from both regions,
coupled with the lack of consistent clustering at most tree nodes,
suggests weak population structuring. However, our ability to place
accurate and precise bootstrap values on the various nodes of the tree may
be compromised by the relatively small number of bi- parental loci used (Takezaki
and Nei 1996). Genetic diversity was high for the Bca?4 sex-linked locus
where the number of alleles in any one population frequently exceeded ten
(Table 2). The Sfi?1 locus had much lower genetic diversity scores. Like
the bi-parentally inherited loci, there were no significant differences in
allele frequencies for sex-linked loci among populations within regions or
between regions (Table 1). The absence of population structure using the
Bca?4 locus was potentially misleading, however, given the large number of
rare alleles and the relatively low sample sizes for each population.
Allele frequencies were generally very similar among populations for the
Sfi?1 locus. One hundred twenty seven Harlequin Ducks from the PWS (n =
63) and APKA (n = 64) regions (Table 1) were sequenced to test for
variation in the mtDNA control region. Six of the 163 base-pair sites were
variable across all individuals; only two were present in more than one
haplotypes, and all occurred as transition substitutions (data not shown).
There were 53 nucleotide substitution differences between the numt and the
mtDNA haplotypes. Forty-nine sites occurred as transition substitutions
and the remainder were inversion/deletions (data not shown). This
variation resulted in a total of seven unique haplotypes. Six of the seven
haplotypes were found in both the PWS and APKA regions, and only one
haplotype ("F" in Table 1) was detected in a single individual
whereas the most common haplotype ("G" in Table 1) accounted for
52% of the samples. Haplotype diversities ranged from 0.427 to 0.745
(Table 2), with the highest diversity located in the Montague Island and
Afognak populations. Haplotype diversity was not significantly lower in
PWS (0.574) than in the APKA (0.702) region (Monte Carlo simulation, P =
0.08). Haplotype diversity values were highly concordant across
populations, and were not significant among populations or regions based
on Monte Carlo simulations (all P > 0.05). Nucleotide diversity
corresponded closely to haplotype diversity. Neighbor- joining
phylogenetic trees based on distances between haplotypes failed to support
phylogeographic relationships (i.e., particular haplotypes were not
restricted to specific sampling sites). Indeed, phylogenetic relationships
(tree not shown) determined by the neighbor-joining analysis were only
weakly supported by the bootstrapping analyses. Hierarchical analyses
conducted without information on haplotype evolutionary relationships
(i.e. number of nucleotide substitutions) revealed no significant
differences in mtDNA haplotype frequencies (Table 1). When haplotype
evolutionary information was included, similar results were produced,
however a marginally significant difference in frequency of the two most
common haplotypes ("A" and "G") was found among
regions (P=0.049, see Table 1). Haplotypes differed in sequence by 1-2
base-pair substitutions (data not shown). The lack of structuring among
populations was also evident when we constructed a neighbor-joining tree
using the mtDNA haplotype frequency information (Fig. 3 – maybe combined
with 2). Branch lengths were extremely short and it was not unusual for
populations from the PWS and APKA to be clustered together. A comparison
of the population consensus tree generated from the four bi-parental
microsatellite loci (Fig. 2) and the branch length tree generated with
mtDNA sequence information (Fig. 3 - maybe combined with 2) revealed
several similarities. First, the Bay of Isles and Katmai populations, and
the Uyak and Uganik populations clustered together in both trees. The
Afognak population also clustered near the Uyak and Uganik populations in
both trees, although this cluster differed in its relative position within
each of the trees.
Discussion – Our analyses show that Harlequin Ducks molting and
wintering within PWS and APKA share population genetic characteristics
consistent with those expected for organisms belonging to one panmictic
population (i.e. there is little or no spatial population structuring).
Indeed, within regions, all three classes of molecular genetic markers
indicated no significant differences in allele and haplotype frequencies
among populations. Further, the topologies of neighbor-joining consensus
trees and the short lengths of tree branches revealed few consistent
population groupings. There was, however, a significant difference between
PWS and APKA regions with the mtDNA marker (Table 1). Given the lack of
information on evolutionary rates on microsatellite loci relative to the
mtDNA, it is difficult to interpret these findings. Nevertheless, this
regional difference was found only when the frequencies of mtDNA
haplotypes were compared, i.e. there was a notable paucity of private
alleles within populations. Consequently, we interpret these results as a
general lack of historic structuring within and across regions. Our
finding that Harlequin Ducks have little to no population structuring
within PWS and APKA was surprising given that life history characteristics
suggest that discrete, reproductively isolated populations exist. Indeed,
males and females are highly philopatric to molting and wintering areas
(Robertson 1997, D. Esler unpubl. data) and pair formation occurs on the
wintering grounds during early to mid-winter (Gowans et al. 1997,
Robertson et al. 1998). This disparity may be explained in four ways.
First, Harlequin Ducks in PWS and APKA may represent a recent range
expansion from a refugial population (Wenink et al. 1994). Second,
barriers to gene flow may have only recently become established and
insufficient time has elapsed for genetic differences to have evolved.
Third, habitat alterations (e.g. Katmai Eruption, Rigg 1914; Great Alaskan
Earthquake of 1964, Jacob 1986) may result in episodic dispersal and
possible gene flow among populations which are otherwise presently
reproductively isolated. And finally, low levels of adult or juvenile
movement may occur between populations and regions. Recent band-resighting
data within APKA and PWS regions support the idea that individuals
occasionally move between populations (although apparently not between
regions; D. Esler and D. Zwiefelhofer unpubl. data). If these emigrants
mate with local individuals, they may provide sufficient gene flow to
homogenize gene frequencies (Wright 1931). Indeed, subadults and juveniles
are the most likely avenue for gene flow because they may remain in the
marine coastal environment for several years during maturation (xxxxxxx).
Lack of natal philopatry to molt and/or wintering sites may, in essence,
nullify the effects of high adult fidelity to these same sites. Although
the specific reason for the absence of genetic structuring among these
populations is not known, our results indicate genetic variation was not
lost as a result of the Exxon Valdez Oil Spill. This assumes, of course,
that our genetic markers are representative of the overall genetic
characteristics of the populations. The poor recovery of Harlequin Ducks
in oiled areas does not appear to be related to Harlequin Duck population
genetic characteristics, but may instead be associated with unfavorable
local environmental conditions. Further, our inability to determine
whether or not there is currently gene flow among regions or populations,
makes it impossible to know if immigration will bolster population numbers
in damaged areas within the spill zone. Even though genetic
characteristics of the populations appear to be similar, translocations of
Harlequin Ducks to augment populations which have not recovered seems
unwise given the paucity of information on adult movements, breeding
philopatry, mating strategies, and other basic natural history data on
this species. Nevertheless, these genetic data do serve as an important
baseline from which to assess the impact of future environment
perturbations on genetic characteristics.
Acknowledgments – Funding for this project was provided by the Exxon
Valdez Oil Spill Trustee Council (project no. 96161), the Alaska
Biological Science Center of the U. S. Geological Survey, Biological
Resources Division, Kodiak National Wildlife Refuge, Katmai National Park
and Preserve, and the U.S. Fish and Wildlife Service Ecological Services
Lafayette Field Office. Support during the final stages of data analysis
and writing were provided by the Belgium Fund for Scientific Research, the
Michigan Department of Natural Resources, and the Department of Fisheries
and Wildlife at Michigan State University through the Partnership for
Research and Management (PERM) program. J. Pearce helped test
microsatellites for amplification and variability. J. Piatt provided
unpublished information on Harlequin Duck mortality resulting from the
Exxon Valdez oil spill. Office and field assistance was provided by G.
Johnson, H. Brokate, B. Hobbins, T. Arensburg, B. Rice, C. Berg, L.
Bennett, R. Leatherman, and A. Goatcher (APKA); and B. Baetsle, R. Ballas,
B. Benter, T. Bowman, K. Burek, J. DeGroot, B. Jarvis, D. Mather, D.
Monson, J. Morse, D. Mulcahy, D. Ruthrauff, D. Schaeffer, and K. Trust (PWS).
J. Pearce, B. Greene, G. Mittelhauser, J. Rhymer, and G. Shields provided
useful comments on analyses or earlier drafts of this paper. |